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320 Boston Rd, 1St Floor Suite 115, Darien, CT 06820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-31 |
| NY | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
320 Boston Rd, 1St Floor Suite 115, Darien, CT 06820 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-09 |
| CT | RA | APPROVED | 2019-12-17 |
| TX | RA | APPROVED | 2019-12-13 |
Branch Locations
320 Boston Post Road, 2Nd Floor, Darien, CT 06820 • United States
2 Park Avenue Suite 301, 3Rd Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Shelton | CT | 10/2004 | 07/2017 |
| Metlife Securities Inc. | Shelton | CT | 10/2004 | 03/2017 |
| John T Dougherty Cpa Llc | Westport | CT | 06/1988 | Present |
| Massachusetts Mutual Life Insurance Company | Westport | CT | 07/2016 | 12/2019 |
| Mml Investors Services, Llc | Westport | CT | 03/2017 | 12/2019 |
| Lpl Financial Llc | Darien | CT | 12/2019 | 08/2026 |
| Stratos Wealth Partners, Ltd | Darien | CT | 12/2019 | 08/2026 |
| Private Client Services, Llc | Darien | CT | 08/2026 | Present |
| Twenty Four Wealth | Darien | CT | 08/2026 | Present |
1) Insurance Agent; Investment Related; 320 Boston Post Road, Fl 1, Suite 115, Darien, CT 06820; Insurance; Agent; Start Date: 09/01/2026; Number of hours/month: 5; Number of hours during security trading: 5; Agent for life and fixed business through various IMOs and direct relationship with insurance companies. 2) Twenty Four Wealth; Investment Related: 320 Boston Post Road, Fl 1, Suite 115, Darien, CT 06820; RIA; Owner & IAR; Start Date: 09/01/2026; Number of hours/month: 160; Number of hours during security trading: 130; IAR 3) John T. Dougherty CPA LLC; Not Investment Related; West Westport, CT 06880; CPA Affiliate Program; Owner; Number of hours/month: 120; Number of hours during security trading: 35; Tax preparation & planning. 4) Thomas and Donna Delitto Joint Ins. Trust; Investment Related; CT, 06611; Trust; Trustee; Number of hours/month: 3; Number of hours during security trading: 0; Return preparation and review documents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-09 |
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