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Christopher Paul Smith

Smith Securities LLC

Covington, LA

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Current Employers
Smith Securities Llc

Covington, LA • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-05-15
TX RA APPROVED_RES 2023-01-03
LA RA APPROVED 2017-08-23
  • WI RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • LA RA
    APPROVED
    Since 2017-08-23

Branch Locations

Covington, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock/Whitney Investment Services, Inc. Metairie LA 06/2016 06/2017
Smith Securities Llc Metairie LA 05/2017 Present
  • 06/2016 → 06/2017
    Hancock/Whitney Investment Services, Inc.
    Metairie, LA
  • 05/2017 → Present
    Smith Securities Llc
    Metairie, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-29
  • S66 Uniform Combined State Law Examination
    2015-12-29
Designations
Other Names
  • Christopher P. Smith

View on SEC IAPD

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