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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-01 |
| PA | RA | APPROVED | 2026-07-01 |
| CT | RA | APPROVED | 2026-06-30 |
| NJ | RA | APPROVED | 2026-06-30 |
| NY | RA | APPROVED | 2026-06-30 |
Branch Locations
73-14 37Th Avenue, Jackson Heights, NY 11372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 08/2017 | 07/2019 |
| Santander Securities, Llc | Dorchester | MA | 08/2017 | 07/2019 |
| Astoria Bank | Elmhurst | NY | 11/2015 | 08/2017 |
| Wells Fargo Clearing Services, Llc | New York | NY | 08/2019 | 05/2022 |
| Wells Fargo Bank, Na | New York | NY | 08/2019 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2022 | 06/2026 |
| Bank Of America, N.A. | New York | NY | 07/2022 | 06/2026 |
| Td Bank N.A. | Jackson Heights | NY | 06/2026 | Present |
| Td Private Client Wealth Llc | Jackson Heights | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-09 |
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