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Clinton Paul Barber

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
IL RA APPROVED 2023-03-21
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • IL RA
    APPROVED
    Since 2023-03-21

Branch Locations

10 South Wacker Drive, Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 01/2016 08/2018
Guggenheim Funds Distributors, Llc Chicago IL 08/2018 02/2023
Corient Chicago IL 03/2023 Present
Cipw Service Company, Llc Toronto 03/2023 07/2023
Corient Services Llc Miami FL 07/2023 Present
  • 01/2016 → 08/2018
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 08/2018 → 02/2023
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 03/2023 → Present
    Corient
    Chicago, IL
  • 03/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
S63 Uniform Securities Agent State Law Examination 2015-08-28
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2015-08-28
Other Names
  • Clinton Paul Barber
  • Clinton P. Barber
  • Clinton P Barber
  • Clint P. Barber
  • Clinton Paul Barber
  • Clint Paul Barber
  • Clinton Barber

View on SEC IAPD

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GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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