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Nicholas Robert Hassig

Root Financial Partners

Denver, CO

Austin, TX

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Current Employers
Root Financial Partners

801 Barton Springs Rd, Austin, TX 78704 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-10
TX RA APPROVED 2026-03-10
  • CO RA
    APPROVED
    Since 2026-03-10
  • TX RA
    APPROVED
    Since 2026-03-10

Branch Locations

Denver, CO • United States

801 Barton Springs Rd, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. Centennial CO 02/2016 04/2019
Charles Schwab & Co., Inc. Lone Tree CO 05/2019 03/2026
Charles Schwab Bank, Ssb Lone Tree CO 08/2021 03/2026
Root Financial Partners Austin TX 03/2026 Present
  • 02/2016 → 04/2019
    Oppenheimerfunds Distributor, Inc.
    Centennial, CO
  • 05/2019 → 03/2026
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2021 → 03/2026
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 03/2026 → Present
    Root Financial Partners
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
S63 Uniform Securities Agent State Law Examination 2015-08-07
  • S66 Uniform Combined State Law Examination
    2019-07-03
  • S63 Uniform Securities Agent State Law Examination
    2015-08-07
Designations
Other Names
  • Nick Hassig
  • Nicholas Hassig

View on SEC IAPD

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