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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-05 |
Branch Locations
Huntington Beach, CA • United States
333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 02/2017 | 05/2017 |
| Robert Half / Wells Fargo Advisors | San Ramon | CA | 04/2015 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 12/2016 | 05/2017 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 05/2018 | 10/2022 |
| New American Funding | Tustin | CA | 08/2017 | 05/2018 |
| Unemployed | Tustin | CA | 05/2017 | 08/2017 |
| Lpl Financial Llc | Walnut Creek | CA | 10/2022 | 05/2023 |
| Purshe Kaplan Sterling Investments | San Francisco | CA | 05/2023 | 02/2026 |
| Perigon Wealth Management, Llc | San Francisco | CA | 02/2023 | 02/2026 |
| Raymond James & Associates, Inc. | Huntington Beach | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-22 |
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