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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-05
  • CA RA
    APPROVED
    Since 2026-03-05

Branch Locations

Huntington Beach, CA • United States

333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Newport Beach CA 02/2017 05/2017
Robert Half / Wells Fargo Advisors San Ramon CA 04/2015 10/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 12/2016 05/2017
Wells Fargo Clearing Services, Llc San Francisco CA 05/2018 10/2022
New American Funding Tustin CA 08/2017 05/2018
Unemployed Tustin CA 05/2017 08/2017
Lpl Financial Llc Walnut Creek CA 10/2022 05/2023
Purshe Kaplan Sterling Investments San Francisco CA 05/2023 02/2026
Perigon Wealth Management, Llc San Francisco CA 02/2023 02/2026
Raymond James & Associates, Inc. Huntington Beach CA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-22
  • S66 Uniform Combined State Law Examination
    2017-02-22
Other Names
  • Jay Liang

View on SEC IAPD

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