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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-18
  • GA RA
    APPROVED
    Since 2023-09-18

Branch Locations

5955 Prkwy North Blvd, Cumming, GA 30040 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Canton GA 07/2015 06/2019
Mml Investors Services Llc Peachtree Corners GA 08/2019 09/2023
Massmutual Life Insurance Co Peachtree Corners GA 07/2019 09/2023
Equitable Advisors, Llc New York NY 09/2023 Present
Previous Registrations
Other Businesses

Outside Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-21
  • S66 Uniform Combined State Law Examination
    2015-11-21

View on SEC IAPD

Other Firms

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