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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-22 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P. | Irvine | CA | 01/2018 | 09/2018 |
| The Ayco Company, L.P./Mercer Allied | Irvine | CA | 10/2018 | 09/2019 |
| Layten & Associates Llc | Louisville | KY | 07/2016 | 09/2016 |
| California Polytechnic State University | San Luis Obispo | CA | 09/2013 | 06/2017 |
| Unemployed | San Luis Obispo | CA | 06/2017 | 01/2018 |
| Royal Alliance | Los Angeles | CA | 09/2019 | 08/2023 |
| Sia Llc | Los Angeles | CA | 09/2019 | Present |
| Ses Inc. | Los Angeles | CA | 01/2024 | Present |
SIA, LLC POSITION: Associate Relationship Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2019 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-14 |
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