James Christian Cook

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-04-04
NE	RA	APPROVED	2022-03-28
TX	RA	APPROVED_RES	2022-03-23
ID	RA	APPROVED	2022-03-22
AZ	RA	APPROVED	2022-02-16
GA	RA	APPROVED	2021-07-15
CA	RA	APPROVED	2021-03-11
CO	RA	APPROVED	2020-05-19
MO	RA	APPROVED	2018-08-20
KS	RA	APPROVED	2018-08-07

IL RA
APPROVED

Since 2022-04-04
NE RA
APPROVED

Since 2022-03-28
TX RA
APPROVED_RES

Since 2022-03-23
ID RA
APPROVED

Since 2022-03-22
AZ RA
APPROVED

Since 2022-02-16
GA RA
APPROVED

Since 2021-07-15
CA RA
APPROVED

Since 2021-03-11
CO RA
APPROVED

Since 2020-05-19
MO RA
APPROVED

Since 2018-08-20
KS RA
APPROVED

Since 2018-08-07

Branch Locations

3601 Sw 29Th Street Suite 113, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Glory Days Pizza	Lawrence	KS	02/2008	09/2016
Waddell & Reed	Topeka	KS	06/2015	08/2018
Various Insurance Carriers For W&R Insurance Agencies	Lawrence	KS	07/2016	08/2018
Douglas County Connection	Lawrence	KS	07/2017	07/2018
Aric Harrington	Topeka	KS	12/2017	07/2018
Ohio National Financial Services	Cincinnati	OH	05/2018	Present
The O.N. Equity Sales Company	Cincinnati	OH	08/2018	Present

02/2008 → 09/2016

Glory Days Pizza

Lawrence, KS
06/2015 → 08/2018

Waddell & Reed

Topeka, KS
07/2016 → 08/2018

Various Insurance Carriers For W&R Insurance Agencies

Lawrence, KS
07/2017 → 07/2018

Douglas County Connection

Lawrence, KS
12/2017 → 07/2018

Aric Harrington

Topeka, KS
05/2018 → Present

Ohio National Financial Services

Cincinnati, OH
08/2018 → Present

The O.N. Equity Sales Company

Cincinnati, OH

Previous Registrations

2016-05-26 → 2018-08-13

Waddell & Reed

Topeka, KS

Salina, KS

Other Businesses

1) Summit Pointe Financial; 3601 SW 29th St, Ste 113, Topeka KS 66046; not investment related; insurance sales; agent; 08/01/2018 ;160 hours per month (160 hours/month); INSURANCE AGENT 2). Pretty Practical; Not investment related; 2605 Cranley Street; Lawrence, KS 66046; Woodworking; owner; 01/01/2025-present; owner; 10 hours/month(0 during securities trading hours);.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-26

S66 Uniform Combined State Law Examination

2016-05-26

View on SEC IAPD