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Jordan Gales

Morgan Stanley

Carlsbad, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-12
CA RA APPROVED 2020-08-17
  • TX RA
    APPROVED_RES
    Since 2020-10-12
  • CA RA
    APPROVED
    Since 2020-08-17

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Chicago IL 07/2015 07/2020
Sequoia Wealth Management, Llc Chicago IL 04/2016 08/2020
Jmc Wealth Management, Inc. Chicago IL 11/2015 06/2020
Morgan Stanley Carlsbad CA 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 07/2015 → 07/2020
    Lpl Financial, Llc
    Chicago, IL
  • 04/2016 → 08/2020
    Sequoia Wealth Management, Llc
    Chicago, IL
  • 11/2015 → 06/2020
    Jmc Wealth Management, Inc.
    Chicago, IL
  • 07/2020 → Present
    Morgan Stanley
    Carlsbad, CA
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-26
  • S66 Uniform Combined State Law Examination
    2016-02-26

View on SEC IAPD

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COTTINGHAM MANAGEMENT COMPANY, LLC
CORONADO INVESTMENT ADVISORS, LLC
FINANCIAL PLANNING SOLUTIONS, INC.
PFS INVESTMENTS INC.
COMMONWEALTH FINANCIAL NETWORK
FRANK FINANCIAL ADVISORS
LPL FINANCIAL LLC

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JORDIE ELIZABETH CZAPINSKI
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ALEX KLINGENSMITH
Brittney Nicole Partow
Nolan Tyler Martin

Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

More in Carlsbad, CA

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