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Brooklyn, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-03 |
| CA | RA | APPROVED | 2023-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virtu Americas Llc | New York | NY | 07/2016 | 07/2021 |
| Gemini | New York | NY | 07/2021 | 07/2022 |
| Unemployed | Sacramento | CA | 07/2022 | 02/2023 |
| Tidal Etf Services, Llc/Toroso Investments | Sacramento | CA | 02/2023 | Present |
| Foreside Fund Services, Llc | Sacramento | CA | 06/2023 | Present |
| Quantify Funds | Sacramento | CA | 07/2023 | Present |
1) Tidal ETF Services, LLC/Toroso Investments; Investment-related; Brooklyn, NY; Investment Advisor; COO; Start 02/13/2023; Set strategic direction and business plan, Manage investment team, Ensure compliance with regulations, Develop marketing materials; 160 hours per month; 150 hours during securities trading hours 2) Quantify Chaos Advisors, LLC DBA Quantify Funds; Investment Related; Brooklyn, NY; 60 hours per month; Start date 7/2023; Registered Investment Advisor; COO; COO with subadvisor for ETF
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-28 |
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