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Patrick William Galley

Rivernorth Capital Management, LLC

Chicago, IL

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Current Employers
Rivernorth Capital Management, Llc

360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-11-03
  • IL RA
    APPROVED
    Since 2004-11-03

Branch Locations

325 N Lasalle Suite 645, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivernorth Capital Management, Llc. Chicago IL 10/2004 Present
Other Businesses

RIVERNORTH CAPITAL MANAGEMENT;INVESTMENT RELATED;CHICAGO, IL;INVESTMENT ADVISORY;CHIEF INVESTMENT OFFICER;10/2004;160 HRS/MONTH;160 HRS DURING TRADING;CHIEF INVESTMENT OFFICER

Designations
Other Names
  • Patrick W Galley

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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