Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-04-14
DC RA APPROVED 2026-03-02
AK RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
NC RA APPROVED 2026-02-25
ND RA APPROVED 2026-02-25
GA RA APPROVED 2026-02-23
TX RA APPROVED_RES 2026-02-22
AL RA APPROVED 2026-02-20
DE RA APPROVED 2026-02-20
IA RA APPROVED 2026-02-20
KS RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
ME RA APPROVED 2026-02-20
MD RA APPROVED 2026-02-20
MN RA APPROVED 2026-02-20
NE RA APPROVED 2026-02-20
NM RA APPROVED 2026-02-20
UT RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
NY RA APPROVED 2025-04-09
NJ RA APPROVED 2015-08-31
  • PR RA
    APPROVED
    Since 2026-04-14
  • DC RA
    APPROVED
    Since 2026-03-02
  • AK RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • NC RA
    APPROVED
    Since 2026-02-25
  • ND RA
    APPROVED
    Since 2026-02-25
  • GA RA
    APPROVED
    Since 2026-02-23
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • AL RA
    APPROVED
    Since 2026-02-20
  • DE RA
    APPROVED
    Since 2026-02-20
  • IA RA
    APPROVED
    Since 2026-02-20
  • KS RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • ME RA
    APPROVED
    Since 2026-02-20
  • MD RA
    APPROVED
    Since 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20
  • NE RA
    APPROVED
    Since 2026-02-20
  • NM RA
    APPROVED
    Since 2026-02-20
  • UT RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • NY RA
    APPROVED
    Since 2025-04-09
  • NJ RA
    APPROVED
    Since 2015-08-31

Branch Locations

New York, NY • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A New York NY 06/2015 Present
Hsbc Securities (Usa) Inc. New York NY 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-25
  • S66 Uniform Combined State Law Examination
    2015-08-25

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor