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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-01-22
  • WI RA
    APPROVED
    Since 2018-01-22

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Lockport, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Investment Distributors Milwaukee WI 06/2015 06/2017
Robert W. Baird & Co., Inc. Milwaukee WI 06/2017 Present
  • 06/2015 → 06/2017
    Bmo Investment Distributors
    Milwaukee, WI
  • 06/2017 → Present
    Robert W. Baird & Co., Inc.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-19
S63 Uniform Securities Agent State Law Examination 2015-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-01-19
  • S63 Uniform Securities Agent State Law Examination
    2015-09-01
Other Names
  • Samantha Ann Orsen

View on SEC IAPD

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