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Ayorinde David

Charles Schwab & Co., Inc.

New York City, NY

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-17
  • NY RA
    APPROVED
    Since 2022-05-17

Branch Locations

2308 Broadway, New York City, NY 10024-4301 • United States

915 Broadway Ground Floor, New York City, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Melville NY 01/2016 04/2017
The Prudential Insurance Company Of America Melville NY 02/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 07/2018 05/2022
Bank Of America, N.A. Brooklyn NY 07/2018 05/2022
Anheuser Busch Bronx NY 04/2017 06/2018
Progressive New Hyde Park NY 03/2017 05/2017
Charles Schwab & Co., Inc. New York City NY 05/2022 Present
Charles Schwab Bank, Ssb New York City NY 05/2022 Present
  • 01/2016 → 04/2017
    Pruco Securities, Llc
    Melville, NY
  • 02/2016 → 04/2017
    The Prudential Insurance Company Of America
    Melville, NY
  • 07/2018 → 05/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brooklyn, NY
  • 07/2018 → 05/2022
    Bank Of America, N.A.
    Brooklyn, NY
  • 04/2017 → 06/2018
    Anheuser Busch
    Bronx, NY
  • 03/2017 → 05/2017
    Progressive
    New Hyde Park, NY
  • 05/2022 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
S63 Uniform Securities Agent State Law Examination 2015-12-20
  • S66 Uniform Combined State Law Examination
    2018-12-04
  • S63 Uniform Securities Agent State Law Examination
    2015-12-20
Other Names
  • A.J. David

View on SEC IAPD

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