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Carlos Alfonso Pedroso

Sierra Capital LLC

Miami, FL

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Current Employers
Sierra Capital Llc

600 Brickell Avenue Ste. 2020, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-12
  • FL RA
    APPROVED
    Since 2021-05-12

Branch Locations

600 Brickell Avenue Suite 2020, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Capital Llc Miami FL 09/2007 Present
Pangea Asesores Llc Miami FL 09/2019 12/2021
  • 09/2007 → Present
    Sierra Capital Llc
    Miami, FL
  • 09/2019 → 12/2021
    Pangea Asesores Llc
    Miami, FL
Previous Registrations
  • 2019-09-27 → 2021-12-09
    Pangea Asesores Llc
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-11
S63 Uniform Securities Agent State Law Examination 2004-12-07
  • S65 Uniform Investment Adviser Law Examination
    2019-09-11
  • S63 Uniform Securities Agent State Law Examination
    2004-12-07
Other Names
  • Carlos A. Pedroso

View on SEC IAPD

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