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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-09-05
  • OK RA
    APPROVED
    Since 2025-09-05

Branch Locations

Lawton, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T&J Tax, Llc Dba H&R Block Lawton OK 05/2010 Present
Park Avenue Securities Lawton OK 06/2015 10/2017
Guardian Life Ins Lawton OK 06/2015 10/2017
Ares State Armory, Llc Lawton OK 10/2016 07/2024
Avantax Investment Services, Inc. Lawton OK 10/2017 09/2025
Avantax Insurance Agency, Llc Lawton OK 10/2017 09/2025
Avantax Advisory Services Lawton OK 10/2017 09/2025
Cetera Wealth Services, Llc Lawton OK 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2010 → Present
    T&J Tax, Llc Dba H&R Block
    Lawton, OK
  • 06/2015 → 10/2017
    Park Avenue Securities
    Lawton, OK
  • 06/2015 → 10/2017
    Guardian Life Ins
    Lawton, OK
  • 10/2016 → 07/2024
    Ares State Armory, Llc
    Lawton, OK
  • 10/2017 → 09/2025
    Avantax Investment Services, Inc.
    Lawton, OK
  • 10/2017 → 09/2025
    Avantax Insurance Agency, Llc
    Lawton, OK
  • 10/2017 → 09/2025
    Avantax Advisory Services
    Lawton, OK
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lawton, OK
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-10-03 → 2025-09-05
    Avantax Advisory Services
    Lawton, OK
    Dallas, TX
  • 2017-06-01 → 2017-10-02
    Lawton, OK
    New York, NY
    Addison, TX
Other Businesses

1) T & J Tax LLC~808 West Gore Blvd~Lawton~OK~73501~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/2010~120hrs~60hrs~Provide tax accounting services for clients oversee daily operations| 2) NAME OF OTHER BUSINESS: T&J TAX, LLC DBA H&R BLOCK; INVESTMENT RELATED: NO; ADDRESS: 602 NW SHERIDAN RD LAWTON, OK 73505; NATURE OF BUSINESS: TAX PREPARATION SERVICES; START DATE: 05/2010 ; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER AND FRANCHISEE; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: OPERATING MULTIPLE RETAIL TAX PREPARATION OFFICES UNDER A FRANCHISE LICENSE AGREEMENT, MANAGEMENT AND OVERSIGHT OF BUSINESS OPERATIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-31
  • S66 Uniform Combined State Law Examination
    2017-05-31
Other Names
  • Fred T Fox
  • Fred T Fox

View on SEC IAPD

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