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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-10-16
TX RA APPROVED 2015-09-17
  • NJ RA
    APPROVED
    Since 2015-10-16
  • TX RA
    APPROVED
    Since 2015-09-17

Branch Locations

525 Washington Blvd Ci Relationship Management, Jersey City, NJ 07310 • United States

Hoboken, NJ • United States

25 N Maple Ave Ci Relationship Management, Ridgewood, NJ 07450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2015 Present
Bank Of America, N.A. Pennington NJ 06/2015 Present
Other Businesses

I*886288 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Princeton, New Jersey, 08540 Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-11
  • S66 Uniform Combined State Law Examination
    2015-09-11
Other Names
  • Kevin J Brune

View on SEC IAPD

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