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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-11-17 |
| KY | RA | APPROVED | 2025-11-14 |
| MI | RA | APPROVED | 2025-11-14 |
| DC | RA | APPROVED | 2025-11-13 |
| IL | RA | APPROVED | 2025-11-13 |
| IN | RA | APPROVED | 2025-11-04 |
Branch Locations
Washington, DC • United States
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Washington | DC | 06/2020 | 08/2021 |
| Merrill Lynch Pierce, Fenner & Smith Inc. | Brentwood | MD | 06/2018 | 08/2021 |
| Student | Washington | DC | 06/2011 | 06/2018 |
| St Johns University | Queens | NY | 09/2013 | 05/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 09/2022 |
| Northwestern Mutual Investment Services Llc | Washington | DC | 08/2021 | 03/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2021 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | 03/2023 |
| Massmutual Life Insurance Co. | Bethesda | MD | 03/2023 | 07/2024 |
| First Financial Group (Massmutual) | Bethesda | MD | 03/2023 | 07/2024 |
| Edward Jones | St Louis | MO | 07/2024 | 09/2025 |
| Missionsquare Investment Services | Washington | DC | 10/2025 | Present |
| Missionsquare Retirement | Washington | DC | 10/2025 | Present |
MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: 10/27/2025. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-21 |
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