Kenneth Russell Sipe

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-11-28

SC RA
APPROVED

Since 2016-11-28

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

250 Berryhill Rd Ste 101, Columbia, SC 29210-6469 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Columbia	SC	07/2015	Present
Mutual Of Omaha Investor Services	Columbia	SC	03/2016	Present

07/2015 → Present

Mutual Of Omaha

Columbia, SC
03/2016 → Present

Mutual Of Omaha Investor Services

Columbia, SC

Other Businesses

Insurance Agent - Start Date: 05/2015 - Non-investment Related - Insurance lines of business: Health, Life, & Annuities - Hours/per week during trading hours: 40 DBA - RS Insurance & Financial Services LLC (will use for tax & marketing purposes) / Start Date 10/7/21 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-22
S63	Uniform Securities Agent State Law Examination	2016-06-29

S65 Uniform Investment Adviser Law Examination

2016-11-22
S63 Uniform Securities Agent State Law Examination

2016-06-29

Other Names

Rusty Sipe

View on SEC IAPD