Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-04-10 |
| NC | RA | APPROVED | 2025-09-22 |
Branch Locations
Grand Rapids, MI • United States
4725 Piedmont Row Drive Suite 400, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| S And R Shadetree Llc | Grand Rapids | MI | 02/2015 | Present |
| Citizens Bank | 770 Legacy Place | MA | 08/2016 | 01/2019 |
| Hsbc Bank Usa, N.A. | New York | NY | 01/2019 | 06/2021 |
| Hsbc Securities (Usa) Inc. | New York | NY | 03/2019 | 06/2021 |
| Wells Fargo Clearing Services | Charlotte | NC | 10/2021 | 08/2025 |
| Wells Fargo Bank | Charlotte | NC | 10/2021 | 08/2025 |
| Lpl Financial Llc | Charlotte | NC | 09/2025 | Present |
| First Horizon Advisors | Charlotte | NC | 08/2025 | Present |
1) 09/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors Inv Related / At reported business location (s) 100 Total Hours per month - 100Total Hours per month during trading 2) 09/2025 - S&R Shadetree LCC / Real Estate Rental / Co-Owner / Multiple properties / Inv Related / Start date 03/01/2015 - 1 Total Hours per month 3) 09/2025 - First Horizon Advisors / Financial Institution Duty / Licensed Branch Employee / Inv Related / Start date 09/15/2025 - 100 Total Hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-09 |
Reach out to this advisor