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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-06 |
Branch Locations
834 E. Washington Ave., Suite 325, Madison, WI 53703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Dining Lounge | Madison | WI | 12/2016 | 05/2017 |
| University Of Wisconsin-Whitewater | Whitewater | WI | 09/2013 | 07/2018 |
| Modern Woodmen Of America | Rock Island | IL | 04/2017 | 02/2018 |
| University Of Wisconsin Whitewater | Whitewater | WI | 08/2015 | 12/2017 |
| Buttonwood Partners Inc | Madison | WI | 04/2015 | 12/2016 |
| Unemployed | Na | WI | 02/2018 | 03/2018 |
| University Of Wisconsin Whitewater | Whitewater | WI | 06/2013 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2018 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 03/2018 | 07/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2018 | 07/2018 |
| Wea Member Benefits | Madison | WI | 07/2018 | 08/2023 |
| Triad Advisors | Norcross | GA | 09/2023 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Madison | WI | 09/2023 | Present |
| Osaic Wealth, Inc. | Madison | WI | 08/2024 | Present |
1)Vector Marketing; Investment related: no; 6402 Odana Rd, Suite 302. Madison, WI 53719; Nature or Structure of Business: Corporation; Position: independent contractor; Start date: 01/26/2024; hours per month: 2; securities trading hours 0; Duties: Place orders for individuals to purchase knives and other products for personal use
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-22 |
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