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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-20 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
2415 E Camelback Road Suite 724, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Severin Investments Llc | St Louis | MO | 01/2017 | 04/2017 |
| Dinan & Company | Tempe | AZ | 05/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 05/2017 | 02/2024 |
| Gateway Dismantling | St. Louis | MO | 04/2017 | 04/2017 |
| Bank Of America, N.A. | Clayton | MO | 10/2017 | 02/2024 |
| Seia Llc | Phoenix | AZ | 03/2024 | Present |
| Ses Llc | Phoenix | AZ | 03/2024 | Present |
SEIA LLC POSITION: Associate Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2024 ADDRESS: 2415 E Camelback Road, Suite 724 Phoenix, AZ 85016, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2017-02-03 |
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