Best Investors
Account
Sign in
Best Investors
Account
Sign in
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-01 |
| NY | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED | 2024-10-18 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 09/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2015 | 06/2021 |
| National Securities Corporation | Boca Raton | FL | 06/2021 | 07/2022 |
| B. Riley Wealth Advisors | Boca Raton | FL | 06/2021 | 10/2024 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 10/2024 |
| Dfpg Investments, Llc | Sandy | UT | 10/2024 | Present |
| Diversify Advisory Services, Llc | Sandy | UT | 10/2024 | Present |
1. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; FIXED INSURANCE SALES; AGENT; SAME ADDRESS AS BRWM; 2-3 HRS/MONTH, 0DURING TRADING HRS.... 2. GRIFFIN CAPITAL PARTNERS; INVESTMENT RELATED; 2424 N FEDERAL HWY BOCA RATON, FL 33431; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2024. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-03 |
Reach out to this advisor