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Current Employers
Keystone Wealth Management Services Inc

535 Baltimore Pike, Glen Mills, PA 19342 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2016-08-03
PA RA APPROVED 2015-08-20
  • DE RA
    APPROVED
    Since 2016-08-03
  • PA RA
    APPROVED
    Since 2015-08-20

Branch Locations

535 Baltimore Pike, Glen Mills, PA 19342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keystone Family Office Inc. Newark DE 02/2003 Present
Keystone Wealth Management Services Inc Glen Mills PA 06/2015 Present
Other Businesses

1. SPRINK INVESTMENTS LLC. 612 SUNRISE DRIVE AVALON NJ 08202. NON INVESTMENT-RELATED - VACATION RENTAL PROPERTY. OWNER. 3-5 HOURS PER MONTH ON OBA / 0 DURING SECURITIES TRADING HOURS. 2. KEYSTONE FAMILY OFFICE INC.- VP & PARTNER. 2/2003 TO PRESENT. 535 BALTIMORE PIKE, GLEN MILLS, PA, 19342. INVESTMENT RELATED - ACCOUNTING, TAX AND BUSINESS ADVISORY. 170 HRS/MONTH / 150 DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SERVING AS A NOMINEE MANAGER/DIRECTOR FOR THE FOLLOWING COMPANIES WHO DO NOT HAVE DIRECT SHAREHOLDERS PHYSICALLY PRESENT IN THE US: STONEX SRL USA BRANCH LLC, GRUTLAND LLC, US INOX CORP., CLEVERKEM INC., MAGO REAL ESTATE INC., PRESEZZI EXTRUSION NORTH AMERICA INC., FRIGECO USA INC., GREAT LAKES PROPERTY HOLDING INC., GMATRA ASSOCIATES INC., KARL CASINGS & INGREDIENTS INC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-16
  • S65 Uniform Investment Adviser Law Examination
    2015-06-16

View on SEC IAPD

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