Braxton Brodie Barnes

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2020-01-06

UT RA
APPROVED

Since 2020-01-06

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knox Capital Advisors, Llc	Draper	UT	06/2015	09/2017
Kcg Securities, Llc	Draper	UT	06/2015	09/2017
Nationwide Financial Network	Columbus	OH	05/2017	08/2017
Capfinancial Securities Llc	Raleigh	NC	08/2018	Present
Taylor Oborn State Farm Agency	South Jordan	UT	09/2017	08/2018
Capfinancial Partners Llc (Captrust)	Raleigh	NC	01/2020	Present

06/2015 → 09/2017

Knox Capital Advisors, Llc

Draper, UT
06/2015 → 09/2017

Kcg Securities, Llc

Draper, UT
05/2017 → 08/2017

Nationwide Financial Network

Columbus, OH
08/2018 → Present

Capfinancial Securities Llc

Raleigh, NC
09/2017 → 08/2018

Taylor Oborn State Farm Agency

South Jordan, UT
01/2020 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Other Businesses

1. The Ranches Golf Club; Investment-Related: No; 4128 E Clubhouse Ln, Eagle Mountain, UT; Sports ; Golf Pro ; Start;4/25/22 ; Hours/Month:20 ; Hours during Market Hours:0 ; Duties: Teaching golf 2. Drop Golf Co; Investment-Related: No; Private Residence; Sports ; Title - owner ; Start; 3/9/22 ; Hours/Month: 10; Hours during Market Hours:0 ; Duties: Sales of golf products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-31

S66 Uniform Combined State Law Examination

2019-12-31