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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED | 2025-09-19 |
Branch Locations
312 Prosperity Dr Ste 103, Knoxville, TN 37923-4722 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Knoxville | TN | 06/2016 | 09/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | 09/2017 |
| Raymond James & Associates, Inc. | Knoxville | TN | 09/2017 | 03/2019 |
| Lpl Financial Llc | Knoxville | TN | 04/2019 | 09/2025 |
| Tennessee Valley Asset Management Partners, Llc | Knoxville | TN | 04/2019 | 09/2025 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-22 |
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