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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-11
CT RA APPROVED 2015-09-11
  • TX RA
    APPROVED_RES
    Since 2016-01-11
  • CT RA
    APPROVED
    Since 2015-09-11

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenwich CT 08/2015 Present
Previous Registrations
Other Businesses

1) SKAARUP SHIPPING CORPORATION; INV. RELATED; GREENWICH, CT; LESS THAN 5% OWNERSHIP; FAMILY OWNED BUSINESS; COMMERCIAL AND RESIDENTIAL REAL ESTATE; 0 HRS PER MONTH. /// 2) NAME OF OTHER BUSINESS: World Health Clinicians / INVESTMENT RELATED?: N / ADDRESS: 618 West Avenue, Norwalk, CT / NATURE OF THE BUSINESS: Medical Practice and Pharmacy / POSITION: Member of Board of directors / DUTIES: Position on the Board as the CFO and vote on general matters of organization / START DATE: 12/1/2013/ HOURS DEVOTED TO BUSINESS: NA /// 3) ParCor LLC / Partnership / Purchase of Real Estate, Renovate, then sell / Partner / Partner in an LLC to purchase real estate, 2/20/2019 4)Greenwich Country Club,United States,Country ClubOtherCountry ClubCountry Club enjoyed by members and their familes,Member of Board of directors,Chair of the Greens Committee, Member of the Board15Start date -11/7/2025 5) 69Harrison LLC, This is my personal home, which I also rent out, Sole Owner, I own the house and rent it out part of the time, start date-12/7/2021, Sag Harbor New YorkUnited States-11963

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-27
  • S66 Uniform Combined State Law Examination
    2006-06-27

View on SEC IAPD

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