Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
| WI | RA | APPROVED | 2025-07-10 |
Branch Locations
2909 Landmark Pl Ste 110, Madison, WI 53713 • United States
200 S Executive Dr Ste 101 Ofc 2061, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vector Marketing Corporation | Northbrook | IL | 06/2013 | 07/2025 |
| Bank Of America, N.A. | Chandler | AZ | 08/2016 | 07/2017 |
| Transamerica Financial Advisors, Inc | Madison | WI | 09/2017 | 03/2022 |
| World Financial Group, Inc. | Madison | WI | 07/2017 | 07/2025 |
| Merrill Lynch Pierce Fenner Smith | New York | NY | 06/2017 | 07/2017 |
| Rural Bible Crusade Of Wisconsin | Marshfield | WI | 05/2021 | Present |
| Next Financial Group, Inc. | Houston | TX | 03/2022 | 07/2025 |
| Lpl Financial Llc | Madison | WI | 07/2025 | Present |
1- 07/2025 - Bell Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/11/2025 - 5 hours per month/ during trading 2- 07/2025 - World Financial Group - Non-Variable Insurance Commission Trails - Investment Related - At Reported Business Location(s) - Start Date 07/17/2017 3- 07/2025 - Bell Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 07/17/2017 - 120 hours per month/ during trading 4- 07/2025 - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/30/2022 - 30 hours per month/ 10 hours during trading 5- 11/05/2025 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 1 hour per month/ during trading 6- 11/05/2025 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
Reach out to this advisor