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980 Hammond Drive Suite 200, Atlanta, GA 30328 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-04-25 |
Branch Locations
980 Hammond Drive Suite 200, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2015 | 08/2018 |
| Voya Investment Management | Altanta | GA | 03/2019 | 12/2021 |
| Voya Investments Distributor, Llc | Windsor | CT | 03/2019 | 12/2021 |
| Voya Investment Management Co. Llc | New York | NY | 03/2019 | 12/2021 |
| Unemployed | Lilburn | GA | 08/2018 | 03/2019 |
| Angel Oak Capital Advisors, Llc | Atlanta | GA | 12/2021 | Present |
| Foreside Fund Services, Llc | Atlanta | GA | 02/2022 | Present |
1) Angel Oak Capital Advisors, LLC; Investment Related; Internal Wholesales; Atlanta, GA; Started 12/31/2021; Associate Vice President- Internal Wholesaler ; Develops and maintains relationships with existing financial advisers in order to sell company funds and identifies new sales opportunities; 160 hours per month with 0 hours during securities trading hours. 2) Rental Property; Riverdale, GA; Not Investment Related; Started 6/25/2021; Rental Property; Owner; Monthly Rent; 2 hours per month with 0 hours during securities trading hours. 3) TDAl Smoothie at Peachtree Corners LLC; Lilburn, GA; Non-Investment Related; Restaurant Franchise; Co-Owner; 40 hours per month, 0 during securities trading hours; Coordinate with Corporate and restaurant GM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-23 |
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