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Current Employers
Angel Oak Capital Advisors, Llc

980 Hammond Drive Suite 200, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-25
  • GA RA
    APPROVED
    Since 2022-04-25

Branch Locations

980 Hammond Drive Suite 200, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 06/2015 08/2018
Voya Investment Management Altanta GA 03/2019 12/2021
Voya Investments Distributor, Llc Windsor CT 03/2019 12/2021
Voya Investment Management Co. Llc New York NY 03/2019 12/2021
Unemployed Lilburn GA 08/2018 03/2019
Angel Oak Capital Advisors, Llc Atlanta GA 12/2021 Present
Foreside Fund Services, Llc Atlanta GA 02/2022 Present
  • 06/2015 → 08/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2019 → 12/2021
    Voya Investment Management
    Altanta, GA
  • 03/2019 → 12/2021
    Voya Investments Distributor, Llc
    Windsor, CT
  • 03/2019 → 12/2021
    New York, NY
  • 08/2018 → 03/2019
    Unemployed
    Lilburn, GA
  • 12/2021 → Present
    Atlanta, GA
  • 02/2022 → Present
    Foreside Fund Services, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

1) Angel Oak Capital Advisors, LLC; Investment Related; Internal Wholesales; Atlanta, GA; Started 12/31/2021; Associate Vice President- Internal Wholesaler ; Develops and maintains relationships with existing financial advisers in order to sell company funds and identifies new sales opportunities; 160 hours per month with 0 hours during securities trading hours. 2) Rental Property; Riverdale, GA; Not Investment Related; Started 6/25/2021; Rental Property; Owner; Monthly Rent; 2 hours per month with 0 hours during securities trading hours. 3) TDAl Smoothie at Peachtree Corners LLC; Lilburn, GA; Non-Investment Related; Restaurant Franchise; Co-Owner; 40 hours per month, 0 during securities trading hours; Coordinate with Corporate and restaurant GM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-31
S63 Uniform Securities Agent State Law Examination 2015-07-23
  • S65 Uniform Investment Adviser Law Examination
    2019-07-31
  • S63 Uniform Securities Agent State Law Examination
    2015-07-23
Other Names
  • Alfred Kithong Lee
  • Alfred Lee

View on SEC IAPD

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