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233 S Wacker Dr. Suite 9750, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-12-17 |
| TX | RA | APPROVED | 2022-11-08 |
Branch Locations
233 S Wacker Dr. Suite 9750, Chicago, IL 60606 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2016 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 07/2016 | 10/2016 |
| Bank Of America, N.A. | Pennington | NJ | 01/2017 | 01/2018 |
| Ubs Financial Services Inc. | Philadelphia | PA | 01/2018 | 10/2021 |
| Briaud Financial Advisors | College Station | TX | 11/2021 | 08/2022 |
| Altman Advisors, Inc. | Chicago | IL | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-19 |
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