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Katherine H Mixon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-16
GA RA APPROVED 2017-10-07
  • TX RA
    APPROVED
    Since 2017-10-16
  • GA RA
    APPROVED
    Since 2017-10-07

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 02/2017 Present
Unemployed Nashville TN 01/2017 02/2017
University Of Georgia Athens GA 08/2012 12/2016
Bank Of America, N.A. Atlanta GA 09/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-05
  • S66 Uniform Combined State Law Examination
    2017-10-05
Other Names
  • Katherine L Hooper
  • Kate Hooper
  • Katherine Hooper
  • Katherine Lisle Hooper

View on SEC IAPD

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