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Steven Calderon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-18
TX RA APPROVED_RES 2022-05-17
CT RA APPROVED 2022-04-04
  • NY RA
    APPROVED
    Since 2023-12-18
  • TX RA
    APPROVED_RES
    Since 2022-05-17
  • CT RA
    APPROVED
    Since 2022-04-04

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chanse Bank Na Greenwich CT 08/2016 03/2019
Citigroup New York NY 03/2019 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 04/2022 Present
Bank Of America, N.A. Greenwich CT 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-02
S63 Uniform Securities Agent State Law Examination 2015-11-12
  • S65 Uniform Investment Adviser Law Examination
    2019-05-02
  • S63 Uniform Securities Agent State Law Examination
    2015-11-12

View on SEC IAPD

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