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David Garrison Wilts

Ubs Financial Services Inc.

Brooklyn, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-10
NY RA APPROVED 2021-10-09
TX RA APPROVED 2018-02-09
  • PA RA
    APPROVED
    Since 2024-09-10
  • NY RA
    APPROVED
    Since 2021-10-09
  • TX RA
    APPROVED
    Since 2018-02-09

Branch Locations

Brooklyn, NY • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites New York NY 06/2015 03/2017
Mml Investors Services, Llc New York NY 03/2017 02/2018
Ubs Financial Services Inc. New York NY 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-30
S63 Uniform Securities Agent State Law Examination 2016-10-05
  • S65 Uniform Investment Adviser Law Examination
    2021-11-30
  • S63 Uniform Securities Agent State Law Examination
    2016-10-05
Other Names
  • D. Garrison Wilts
  • Garrison Wilts

View on SEC IAPD

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