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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-10 |
| TX | RA | APPROVED | 2025-07-01 |
Branch Locations
343 S Teller St, Lakewood, CO 80226-7387 • United States
Linwood, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | New York | NY | 06/2015 | 05/2017 |
| Fireblocks | New York | NY | 07/2022 | 08/2023 |
| Unemployed | Erie | CO | 09/2023 | 04/2024 |
| Tiaa | Boulder | CO | 06/2017 | 11/2020 |
| Robinhood Financial | Denver | CO | 12/2020 | 04/2022 |
| Fidelity Investments | Denver | CO | 04/2024 | Present |
| Ubs Financial Services Inc. | New York | NY | 06/2015 | 05/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Boulder | CO | 06/2017 | 11/2020 |
| Robinhood Financial, Llc | Denver | CO | 04/2022 | 06/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-24 |
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