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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
444 W Lake St. Suite 1762, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Chicago | IL | 06/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Chicago | IL | 07/2016 | 10/2023 |
| Mml Investors Services, Llc | Chicago | IL | 03/2017 | 10/2023 |
| Lpl Financial Llc | Chicago | IL | 10/2023 | Present |
1) 09/28/2023 - Plus 1 Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 180 Hours per month. 2) 09/28/2023 - +1Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 180 Hours per month. 3) 09/28/2023 - Direct Insurance Business - Non-Variable Insurance - Selling: term and permanent insurance, SPIA, whole life, fixed annuities - MetLife, Mass Mutual - IL 60606 - Investment related - 1 Hour per month - Start date: 06/01/2015. 4) 09/28/2023 - +1 Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 180 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-08 |
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