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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
Branch Locations
76 Main St, Andover, MA 01810-3835 • United States
25 Main St, Hopkinton, MA 01748 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Needham | MA | 01/2016 | 04/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2021 | 11/2021 |
| Guardian Life Insurance Company | Middleton | MA | 11/2021 | 01/2025 |
| Park Avenue Securities | Middleton | MA | 11/2021 | 01/2025 |
| Ameriprise Financial Services, Llc | Hopkinton | MA | 01/2025 | Present |
Real Estate Ownership; Single Family; 248 C Street, #1, Boston, MA, 02127; Not Investment-Related; 12/01/2024. Outside Employment; DES Group, Inc.; Associate Financial Advisor; Manage advisory business; 25 Main Street, , Hopkinton, MA, 01748; Investment-Related; 01/30/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-18 |
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