Matthew Hague

Current Employers

Guide Wealth Management

Putnam Valley, NY • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-08-14
NY	RA	APPROVED	2021-02-12
TX	RA	APPROVED_RES	2016-04-11

MA RA
APPROVED

Since 2023-08-14
NY RA
APPROVED

Since 2021-02-12
TX RA
APPROVED_RES

Since 2016-04-11

Branch Locations

Putnam Valley, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guide Wealth Management, Llc	Putnman Valley	NY	05/2015	Present

05/2015 → Present

Guide Wealth Management, Llc

Putnman Valley, NY

Other Businesses

Guide Tax Management 12 Noswall Pk Rd Putnam Valley NY 10579 Tax business. 30% of time during January through April 15th, approximately half during and half outside of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-04-25

S65 Uniform Investment Adviser Law Examination

2015-04-25

Designations

View on SEC IAPD