Nicholas John Ferguson

Current Employers

Employment History

• 12/2016 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2012 → 05/2017
  Quinnipiac University
  Hamden, CT
• 03/2018 → 12/2020
  Bank Of America, N.A.
  New York, NY
• 01/2021 → Present
  Lpl Financial, Llc
  Mount Laurel, NJ
• 01/2021 → Present
  Gladstone Wealth Partners
  Mount Laurel, NJ

Previous Registrations

• 2017-11-15 → 2021-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

1)06/2025 - Everest Wealth Partners-Inv Rel - At Reported Bus Loc(s) - Non-Variable Ins - Started 06/2025 - 10Hrs/Mth - 5Hrs/Mth During Trading 2)01/2020 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NY TENACITY - NOT INVESTMENT RELATED - MOUNT LAUREL TOWNSHIP, NJ 08054 3) 2/9/2021 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Peak Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Wealth Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/9/2021 - Gladstone Institutional Advisory, LLC - DBA: (hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 1/18/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Wealth Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-14