Best Investors Account Sign in

Eduardo Alfaro

Sofi Wealth LLC

San Francisco, CA

Salt Lake City, UT

Claim This Profile
Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-04-28
  • UT RA
    APPROVED
    Since 2022-04-28

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

2750 East Cottonwood Pkwy Suite 300, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 06/2015 10/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 10/2018
Keller Williams Salt Lake City UT 07/2018 02/2020
Lpl Financial Llc Salt Lake City UT 01/2020 08/2021
Zions Bank Salt Lake City UT 01/2020 08/2021
Sofi Securities, Llc Salt Lake City UT 04/2022 Present
Sofi Wealth, Llc Salt Lake City UT 04/2022 Present
Unemployed N/A UT 08/2021 04/2022
  • 06/2015 → 10/2018
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 07/2018 → 10/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2018 → 02/2020
    Keller Williams
    Salt Lake City, UT
  • 01/2020 → 08/2021
    Lpl Financial Llc
    Salt Lake City, UT
  • 01/2020 → 08/2021
    Zions Bank
    Salt Lake City, UT
  • 04/2022 → Present
    Sofi Securities, Llc
    Salt Lake City, UT
  • 04/2022 → Present
    Sofi Wealth, Llc
    Salt Lake City, UT
  • 08/2021 → 04/2022
    Unemployed
    N/A, UT
Previous Registrations
  • 2020-02-20 → 2021-11-09
    Lpl Financial Llc
    Salt Lake City, UT
  • 2018-07-13 → 2018-11-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2016-10-19 → 2018-07-13
    Strategic Advisers Llc
    Salt Lake City, UT
Other Businesses

1. 02/14/2020 - Alfaro Realty - Mortgage/Real Estate Services - inv rel - Salt Lake City, Ut - start: 07/2018 - 4 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
S63 Uniform Securities Agent State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2016-10-14
  • S63 Uniform Securities Agent State Law Examination
    2015-07-20
Other Names
  • Eddie Alfaro
  • Eduardo Fabian Alfaro

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor