Best Investors Account Sign in

Gregory David Pittenger

Principal Asset Management

Raleigh, NC

Claim This Profile
Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-08-20
  • IA RA
    APPROVED
    Since 2019-08-20

Branch Locations

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Investment Management Inc. Raleigh NC 01/2011 07/2017
J.P. Morgan Institutional Investments Inc. Raleigh NC 02/2016 07/2017
Strategic Financial Alliance Atlanta GA 08/2018 07/2019
Gsp Ventures Inc Raleigh NC 08/2017 01/2026
Cornerstone Wealth Management, Llc Raleigh NC 08/2018 07/2019
Strategic Blueprint, Llc Atlanta GA 07/2019 07/2019
Principal Funds Distributor, Inc. Des Moines IA 07/2019 Present
Principal Asset Mangement Des Moines IA 08/2019 Present
  • 01/2011 → 07/2017
    Jpmorgan Investment Management Inc.
    Raleigh, NC
  • 02/2016 → 07/2017
    J.P. Morgan Institutional Investments Inc.
    Raleigh, NC
  • 08/2018 → 07/2019
    Strategic Financial Alliance
    Atlanta, GA
  • 08/2017 → 01/2026
    Gsp Ventures Inc
    Raleigh, NC
  • 08/2018 → 07/2019
    Cornerstone Wealth Management, Llc
    Raleigh, NC
  • 07/2019 → 07/2019
    Atlanta, GA
  • 07/2019 → Present
    Principal Funds Distributor, Inc.
    Des Moines, IA
  • 08/2019 → Present
    Principal Asset Mangement
    Des Moines, IA
Previous Registrations
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) TLL Investment Salon IV LLC. Non-investment related business. 1301 W Long Lake Road, Suite 250 Troy, MI 48098.Eyelash Extension salon - The Lash Lounge Windmoor. Co-owner, Have full time manager that manages the day-to-day of the business. Start Date: 04/01/2001 1 hours/week, 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-20
S63 Uniform Securities Agent State Law Examination 2004-11-19
  • S65 Uniform Investment Adviser Law Examination
    2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    2004-11-19
Other Names
  • Gregory David Pittenger
  • Gregory Pittenger

View on SEC IAPD

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor