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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Management Inc. | Raleigh | NC | 01/2011 | 07/2017 |
| J.P. Morgan Institutional Investments Inc. | Raleigh | NC | 02/2016 | 07/2017 |
| Strategic Financial Alliance | Atlanta | GA | 08/2018 | 07/2019 |
| Gsp Ventures Inc | Raleigh | NC | 08/2017 | 01/2026 |
| Cornerstone Wealth Management, Llc | Raleigh | NC | 08/2018 | 07/2019 |
| Strategic Blueprint, Llc | Atlanta | GA | 07/2019 | 07/2019 |
| Principal Funds Distributor, Inc. | Des Moines | IA | 07/2019 | Present |
| Principal Asset Mangement | Des Moines | IA | 08/2019 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) TLL Investment Salon IV LLC. Non-investment related business. 1301 W Long Lake Road, Suite 250 Troy, MI 48098.Eyelash Extension salon - The Lash Lounge Windmoor. Co-owner, Have full time manager that manages the day-to-day of the business. Start Date: 04/01/2001 1 hours/week, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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