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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-03 |
| WI | RA | APPROVED | 2023-11-03 |
Branch Locations
833 E Michigan Street Suite 850, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wauwatosa | WI | 05/2015 | Present |
| Prudential Insurance Company Of America | Wauwatosa | WI | 07/2015 | Present |
| Russell Investments | Seattle | WA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-06 |
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