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Ashley M Tran

Morgan Stanley

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-08
TX RA APPROVED 2024-10-07
  • FL RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2015 06/2024
Morgan Stanley Tampa FL 09/2024 Present
  • 06/2015 → 06/2024
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2024 → Present
    Morgan Stanley
    Tampa, FL
Previous Registrations
  • 2020-10-15 → 2024-06-24
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-10
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S66 Uniform Combined State Law Examination
    2020-10-10
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17
Other Names
  • Ashley Marie Tran
  • Ashley Marie Tran

View on SEC IAPD

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