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Current Employers
Avise Financial

7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-01-22
CA RA APPROVED 2026-01-02
  • AZ RA
    APPROVED
    Since 2026-01-22
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

Scottsdale, AZ • United States

7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2016 07/2017
The Strategic Financial Alliance Atlanta GA 06/2018 03/2020
Merrill Lynch, Pierce, Fenner & Smith Philadelphia PA 07/2017 06/2018
Carnegie Wealth Management, Llc Exton PA 06/2018 03/2020
Inspired Financial Huntington Beach CA 04/2020 11/2023
Apella Capital, Llc West Hartford CT 07/2023 12/2025
Avise Financial Cooperative, Inc. Los Angeles CA 01/2026 Present
  • 07/2016 → 07/2017
    Pennington, NJ
  • 06/2018 → 03/2020
    The Strategic Financial Alliance
    Atlanta, GA
  • 07/2017 → 06/2018
    Merrill Lynch, Pierce, Fenner & Smith
    Philadelphia, PA
  • 06/2018 → 03/2020
    Carnegie Wealth Management, Llc
    Exton, PA
  • 04/2020 → 11/2023
    Inspired Financial
    Huntington Beach, CA
  • 07/2023 → 12/2025
    Apella Capital, Llc
    West Hartford, CT
  • 01/2026 → Present
    Avise Financial Cooperative, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Designations
Other Names
  • Claire Marie Thornton
  • Claire M Thornton

View on SEC IAPD

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