Alec Scott Berens

Current Employers

Employment History

• 10/2015 → 01/2020
  Sterling Investment Management, Inc.
  Tucson, AZ
• 01/2020 → Present
  Bgk Capital Llc
  Tucson, AZ

Previous Registrations

• 2016-05-11 → 2020-01-08
  Sterling Investment Management, Llc
  Tucson, AZ

Other Businesses

Alec Berens is a volunteer member and President of the Board of Directors for a non-profit organization, El Rio Health Center. Mr. Berens helps with strategic planning for the organization alongside other board members. Mr. Berens does not receive compensation for this position. Mr. Berens does not solicit this activity to clients of BGK Capital LLC. Mr. Berens spends 8 hours per month on this activity. Alec Berens is a volunteer member of the Board of Directors for a non-profit organization, JPSA (Jewish Philanthropies of Southern Arizona). Mr. Berens helps with strategic planning for the organization alongside other board members. Mr. Berens does not receive compensation for this position. Mr. Berens does not solicit this activity to clients of BGK Capital LLC. Mr. Berens spends 4 hours per month on this activity. Alec Berens is a volunteer Director of Southeast Holdings, Inc., Grant Road Holdings, Inc., and Cherrybell Holdings, Inc., which are subsidiary companies of El Rio Health Center. These entities were created so El Rio Health Center could obtain loans for new health center buildings through the New Markets Tax Credit Program (NMTC). This company has no operations outside of holding this loan. There are several directors of this company, and Mr. Berens volunteered to be director and help oversee the loan for the Board of Directors. Mr. Berens does not receive compensation for this position. Mr. Berens does not solicit this activity to clients of BGK Capital LLC. Mr. Berens spends less than 1 hour per month on this activity. Alec Berens is a volunteer President of his homeowners' association, Rancho Reposo (HOA) where he resides. Mr. Berens helps decide manners related to his housing community such as architecture changes, landscaping, timing of repairs or maintenance, HOA dues, etc. Mr. Berens does not receive compensation for this position. Mr. Berens does not solicit this activity to clients of BGK Capital LLC. Mr. Berens spends 1 hour per month on this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-11

Other Names

• Alec Scott Berens