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26010 Oak Ridge Dr Suite 100, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2020-08-10 |
Branch Locations
26010 Oak Ridge Dr Suite 100, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | The Woodlands | TX | 06/2015 | 01/2019 |
| Compass Capital Investments Llc | Fincastle | VA | 03/2019 | 05/2020 |
| Nathan Morrell, Sole Proprietor | Houston | TX | 01/2018 | Present |
| Barkett Allen Capital | Fincastle | VA | 05/2016 | 03/2020 |
| John-Luke Financial, Llc | The Woodlands | TX | 04/2020 | Present |
1. 07/20/2015 - LIL GIANTS LLC/ REAL ESTATE RENTAL/ 10%/ THE WOODLANDS, TX 2. 12/13/2017 - National Life Group - Investment Related - 10 West Main St. Fincastle VA 24090 - Non-Variable Insurance - Agent - Start Date 01/01/2018 - 1 Hours Per Month/0 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-25 |
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