Matthew Franco

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-05
CA	RA	APPROVED	2018-07-13

TX RA
APPROVED_RES

Since 2025-02-05
CA RA
APPROVED

Since 2018-07-13

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	04/2016	04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	05/2017	07/2018
Island Prime/C-Level	San Diego	CA	02/2017	04/2017
Bank Of America, N.A.	Los Angeles	CA	09/2017	07/2018
Lpl Financial	San Diego	CA	07/2018	Present

04/2016 → 04/2017

Lpl Financial, Llc

San Diego, CA
05/2017 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
02/2017 → 04/2017

Island Prime/C-Level

San Diego, CA
09/2017 → 07/2018

Bank Of America, N.A.

Los Angeles, CA
07/2018 → Present

Lpl Financial

San Diego, CA

Previous Registrations

2017-06-06 → 2018-07-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
2016-05-23 → 2017-05-04

Lpl Financial Llc

San Diego, CA

Other Businesses

1. 07/17/2024 - Franco Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/10/2024 - 40 Hours Per Month/ 5 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-23

S66 Uniform Combined State Law Examination

2016-05-23

View on SEC IAPD