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Stephen Porter Pendleton

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-09
TX RA APPROVED 2021-03-09
  • IL RA
    APPROVED
    Since 2021-03-09
  • TX RA
    APPROVED
    Since 2021-03-09

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Blair & Company Chicago IL 06/2015 01/2018
Wells Fargo Clearing Services Llc Chicago IL 05/2018 03/2021
Jpmorgan Chase Bank Na Chicago IL 03/2021 Present
Jpmorgan Securities Llc Chicago IL 03/2021 Present
Unemployed Winnetka IL 02/2018 04/2018
  • 06/2015 → 01/2018
    William Blair & Company
    Chicago, IL
  • 05/2018 → 03/2021
    Wells Fargo Clearing Services Llc
    Chicago, IL
  • 03/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 03/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 02/2018 → 04/2018
    Unemployed
    Winnetka, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
  • S66 Uniform Combined State Law Examination
    2015-12-02
Other Names
  • Stephen Pendleton
  • Stephen Porter Pendleton
  • Stephen Porter Pendleton

View on SEC IAPD

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