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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Berkeley | CA | 05/2015 | 09/2019 |
| Jpmorgan Chase Bank | Berkeley | CA | 05/2015 | 09/2019 |
| Bears2Commerce | San Leandro | CA | 07/2015 | 09/2017 |
| Lyft | Oakland | CA | 03/2016 | 03/2018 |
| Citigroup | San Francisco | CA | 09/2019 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 12/2022 | Present |
| Bank Of America, N.A. | Oakland | CA | 01/2023 | Present |
I*1185267 For profit or not for profit: Entity Charitable Name of outside business organization: Wa Sung Community Service Club Investment related: N Address of business: Oakland, California, 94604 Nature of business: ["Charitable Organization"] Position, title, association: ["Director"], Start date of relationship: 3/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Board of Director. Go to meeting, help plan for events and make decision for the club
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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