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Current Employers
Masterworks Advisers, Llc

1 World Trade 57Th Floor, New York, NY 10007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-30
CT RA APPROVED 2023-06-23
NY RA APPROVED 2023-06-23
  • TX RA
    APPROVED
    Since 2023-06-30
  • CT RA
    APPROVED
    Since 2023-06-23
  • NY RA
    APPROVED
    Since 2023-06-23

Branch Locations

Stamford, CT • United States

1 World Trade 57Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2017 04/2021
Georgetown University Washington Dc DC 09/2013 05/2017
Unemployed Briarcliff Manor NY 06/2017 09/2017
Clyde's Restaurant Washington DC 01/2016 11/2016
Bank Of America, N.A. Stamford CT 05/2018 04/2021
Independent Brokerage Solutions Llc New York NY 04/2021 01/2022
Masterworks Investor Services Llc New York NY 04/2021 06/2023
Unemployed Briarcliff Manor NY 04/2020 04/2021
Arete Wealth Management Llc Chicago IL 01/2022 06/2023
Arete Wealth Advisors Llc Chicago IL 01/2022 06/2023
Masterworks Advisers, Llc New York NY 06/2023 Present
  • 09/2017 → 04/2021
    Stamford, CT
  • 09/2013 → 05/2017
    Georgetown University
    Washington Dc, DC
  • 06/2017 → 09/2017
    Unemployed
    Briarcliff Manor, NY
  • 01/2016 → 11/2016
    Clyde's Restaurant
    Washington, DC
  • 05/2018 → 04/2021
    Bank Of America, N.A.
    Stamford, CT
  • 04/2021 → 01/2022
    Independent Brokerage Solutions Llc
    New York, NY
  • 04/2021 → 06/2023
    Masterworks Investor Services Llc
    New York, NY
  • 04/2020 → 04/2021
    Unemployed
    Briarcliff Manor, NY
  • 01/2022 → 06/2023
    Arete Wealth Management Llc
    Chicago, IL
  • 01/2022 → 06/2023
    Chicago, IL
  • 06/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-28
  • S66 Uniform Combined State Law Examination
    2018-02-28

View on SEC IAPD

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